Services — Ducklin Group

Regulatory Notice — FCA Authorisation Required

Ducklin Group is currently in the process of registering with the Financial Conduct Authority (FCA) as a Small UK AIFM. We are not yet authorised or regulated by the FCA. No investment management services will be provided to clients until full registration and any required authorisation is obtained. Prospective investors should be aware that FCA regulation provides important consumer protections that will not apply until this process is complete. For more information visit fca.org.uk.

About Our Structure

Small UK Alternative Investment Fund Manager

A Small UK AIFM is a lighter-touch regulatory regime for fund managers operating below defined asset under management thresholds, registered — rather than fully authorised — with the FCA.

Small AIFM Thresholds (UK)

£100m AUM Maximum AUM for leveraged funds to qualify as a Small AIFM under the UK AIFMD regime

£500m AUM Maximum AUM for unleveraged, closed-ended funds with no redemption rights for 5 years

Planned Services

What Ducklin Group Will Offer

Subject to successful FCA registration, Ducklin Group intends to provide the following alternative investment fund management services.

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Portfolio Management

Discretionary management of alternative investment funds across listed infrastructure, renewables, and growth equities — with a disciplined, research-led approach.

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Infrastructure & Renewables

Focused exposure to UK-listed infrastructure investment trusts and renewable energy funds — sectors offering visible, long-duration income streams.

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Risk Management

Robust risk frameworks covering market, liquidity, operational, and concentration risk — proportionate to the size and strategy of each fund managed.

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Investor Reporting

Transparent, regular reporting to investors including NAV statements, performance attribution, and portfolio commentary in line with regulatory requirements.

Register Your Interest

If you are interested in being considered as an investor in a Ducklin Group fund once we are registered and operational, please submit your details below. Registering interest does not constitute a commitment to invest and does not create any legal obligation on either party. All enquiries are handled in strict confidence.

First Name

Last Name

Email Address

Phone Number (Optional)

Investor Type

Indicative Investment Range (Optional)

Any questions or comments? (Optional)

I understand that Ducklin Group is not yet authorised or regulated by the FCA, that registering interest does not constitute a commitment to invest, and that no investment services will be provided until regulatory registration is complete.

Thank you — interest registered.

We have received your details and will be in touch once Ducklin Group has obtained FCA registration and is ready to accept investors.

⚠ Important — FCA Regulation Not Yet Obtained

Ducklin Group Limited is not currently authorised or regulated by the Financial Conduct Authority. Obtaining FCA registration as a Small UK AIFM is a requirement before any alternative investment fund management services can be lawfully provided. Until that registration is confirmed, we cannot accept investment mandates, manage client assets, or promote any fund to investors. Registering interest on this page does not constitute any form of financial promotion, offer, or invitation to invest. If you have any concerns, please consult an independent financial adviser. For details of the UK AIFM regime, visit fca.org.uk.

Our Services